1. Half-Yearly Compliance
These filings ensure that key operational details like MSME dues and share capital reconciliation are regularly reported to the Registrar.
| Form | Purpose | Period Ending | Due Date |
|---|---|---|---|
| MSME-1 | Outstanding payments to MSMEs | 31 March 2025 | 30 April 2025 |
| PAS-6 | Share Capital Reconciliation (Unlisted Public Co.) | 31 March 2025 | 30 May 2025 |
| MSME-1 | Outstanding payments to MSMEs | 30 September 2025 | 31 October 2025 |
| PAS-6 | Share Capital Reconciliation (Unlisted Public Co.) | 30 September 2025 | 29 November 2025 |
2. Annual Compliance & Key Deadlines
The main compliance season usually runs from June to November. Many filings depend on your AGM date.
- DPT-3: Return of deposits. Due by 30 June 2025.
- DIR-3 KYC: Big update: From March 2026, most directors will file KYC once every 3 years instead of annually. Deadline remains 30 September if pending, otherwise ₹5,000 penalty applies.
- AOC-4 / AOC-4 CFS: Financial statements. Due within 30 days of AGM.
- MGT-7 / MGT-7A: Annual return. Due within 60 days of AGM. Simplified version (MGT-7A) applies to small companies and OPCs.
3. Event-Based & Trigger Compliances
These are not date-based but depend on specific company events.
- ADT-1: Auditor appointment within 15 days of AGM
- MGT-14: Filing of board resolutions within 30 days
- MGT-8: Certification by Company Secretary (if applicable)
- BEN-2: Filed within 30 days of receiving ownership declaration
Applicability for MGT-8: Required if Paid-up Capital ≥ ₹10 Cr or Turnover ≥ ₹50 Cr.
4. Cost of Delay: Penalties & Risks
- Late Fee: ₹100 per day (AOC-4 & MGT-7)
- DIR-3 KYC Default: ₹5,000 penalty
- Statutory Penalty: Up to ₹2,00,000 for company and ₹50,000 for officers
- Director disqualification for 5 years under Section 164(2)
- Company marked as "Active Non-Compliant"
- ROC may strike off inactive companies
5. Pro Tips for FY 2025-26
- Prepare for V3 Portal: Ensure DSCs are active and registered
- Check Small Company Status: Capital up to ₹4 Cr & turnover up to ₹40 Cr gets benefits
- Start Audit Early: Avoid last-minute rush and errors
0 Discussion Comments
No comments yet
Be the first to share your thoughts on this article.